Are you a legal or compliance professional with expertise in financial markets regulation and Best Execution requirements, ready to help maintain robust regulatory policies and governance frameworks within private banking?
We are supporting a leading private banking and wealth management organisation looking for a Compliance Specialist – Best Execution to provide subject matter expertise and ensure that its Best Execution arrangements remain compliant with regulatory requirements and aligned with industry best practices.
Key Responsibilities
- Draft, review and maintain Best Execution policies, standards and governance frameworks.
- Provide subject matter expertise on Best Execution requirements and financial markets regulation.
- Support the ongoing compliance of the bank’s Best Execution arrangements with applicable regulatory requirements.
- Review and maintain existing policies and standards to ensure alignment with industry best practices.
- Collaborate with internal stakeholders and external partners on Best Execution-related matters.
- Apply strong analytical judgement and attention to detail when reviewing regulatory requirements and governance documentation.
Requirements
- Law degree with expertise in financial markets regulation and Best Execution requirements, or experience as a Best Execution specialist with strong regulatory knowledge.
- Sound understanding of Best Execution requirements and financial markets regulation.
- Strong analytical and problem-solving skills, with a high level of attention to detail.
- Excellent written and verbal communication skills.
- Strong stakeholder management skills and the ability to collaborate effectively with internal teams and external partners.
Start:
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Compliance Specialist (60% workload) in Zürich Arbeitgeber: Nicoll Curtin
Als Senior JAVA Software Engineer in Zürich profitieren Sie von einer dynamischen und innovativen Arbeitsumgebung, die auf digitale Transformation fokussiert ist. Unser Team fördert eine offene und agile Kultur, in der Ihre Ideen geschätzt werden und Sie die Möglichkeit haben, an spannenden Projekten zu arbeiten, die echte Auswirkungen haben. Zudem bieten wir Ihnen hervorragende Entwicklungsmöglichkeiten und die Chance, in einem gut finanzierten Unternehmen ohne die typischen bürokratischen Hürden zu agieren.
